Notice no : 20080704-29
Notice date : Friday, July 04, 2008
Subject : Due Diligence to be exercised while trading in illiquid securities
Segment Name Equity
 



Contents :

To

 

All Trading Members of the Exchange

 

 

Sub:  Due Diligence to be exercised while trading in illiquid securities

 

SEBI has directed the Exchanges to draw up a list of illiquid securities based on criteria jointly agreed between BSE, NSE and SEBI and make it available to the trading members on a monthly basis. List of such illiquid securities identified based on trading activity during the month of June 2008 is enclosed as Annexure. The list will be reviewed on a monthly basis.

 

Trading members are advised to exercise additional due diligence while trading in these securities either on own account or on behalf of their clients.

 

 

 

 

 

P K Ramesh                                                                                    

General Manager                                                               

Surveillance & Supervision                                            

 

 

THIS IS A COMPUTER GENERATED NOTICE AND DOES NOT REQUIRE SIGNATURE
 
The Attachment files
Annexure.xls
Certain scanned images /attachments may not be clear due to poor quality of documents received. Please contact the Exchange for any further clarifications.


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